Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Deborah Miller
IRN DXM00077
- (1062)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
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Demedrios Theocharis
IRN DXT00099
- (2257)CF21 Investment Adviser (25 Nov 2002 to 29 Oct 2007)
- (2256)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
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Denis Francis Williamson
IRN DFW00012
- (44)CF4 Partner (AR) (1 Dec 2001 to 16 Jun 2003)
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Denis William Cooper
IRN DWC01078
- (2832)CF22 Investment Adviser (Trainee) (4 Sep 2002 to 23 Oct 2002)
- (2833)CF1 Director (AR) (1 Dec 2001 to 19 Nov 2003)
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Denise Cowie
IRN DXC01799
- (1767)CF1 Director (AR) (1 Nov 2006 to 29 Oct 2007)
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Denise Elizabeth Baran
IRN DEB00018
- (146)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
- (147)CF1 Director (AR) (1 Dec 2001 to 20 Nov 2002)
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Derek Andrew Fleming
IRN DAF00018
- (2443)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
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Derek David Lyons
IRN DXL00104
- (1391)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1390)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
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Derek James Kelly
IRN DJK01085
- (974)CF1 Director (AR) (15 Apr 2003 to 21 Dec 2004)
- (973)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
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Derek James Monaghan
IRN DJM00122
- (2477)CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- (2479)CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
- (2478)CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
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Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
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Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
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Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies