Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Dorothy Lipscomb

    IRN CDL00027

    • (2268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
  • Claire Edington

    IRN CXE01362

    • (1870)[FCA CF] Material risk taker (15 Jul 2021 to 1 Nov 2021)
    • (1872)[FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
    • (1871)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
    • (1869)CF29 Significant management (9 Sep 2019 to 8 Dec 2019)
  • Claire Elaine Evans

    IRN CEE01022

    • (1342)CF29 Significant management (1 Jul 2011 to 16 Nov 2012)
  • Claire Hazle

    IRN CXH00653

    • (8)[FCA CF] Significant management (since 3 Apr 2023)
    • (2597)[FCA CF] Material risk taker (3 Apr 2023 to 30 Nov 2023)
  • Claire Jane Jones

    IRN CJJ00014

    • (198)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
  • Claire Louise Cuthbert

    IRN CLC00023

    • (1170)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2004)
  • Claire Louise Mills

    IRN CLM00014

    • (74)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Claire Louise Wallace

    IRN CLW01099

    • (3126)SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
  • Claire Louise Wells

    IRN CLG00017

    • (781)CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
  • Claire Phillips

    IRN CXP00151

    • (2622)[FCA CF] Material risk taker (12 May 2021 to 3 Aug 2023)
    • (2623)[FCA CF] Significant management (25 Jan 2021 to 2 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (26)SMF5 Head of Internal Audit

  2. controlled function added: (25)SMF9 Chair of the Governing Body

  3. controlled function added: (24)[FCA CF] Significant management

  4. controlled function added: (23)SMF7 Group Entity Senior Manager

  5. controlled function added: (22)SMF24 Chief Operations

  6. controlled function added: (21)[FCA CF] Client dealing

  7. controlled function added: (20)SMF1 Chief Executive

  8. controlled function added: (19)SMF3 Executive Director

  9. controlled function added: (18)[FCA CF] Functions requiring qualifications

  10. controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

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