Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Simon Sparrow
IRN CSS00015
- (1053)CF15 Internal Audit (1 Dec 2001 to 12 Oct 2007)
Christopher Teschmacher
IRN CXT01432
- (1895)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Christopher Thorpe
IRN CXT01332
- (2889)CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Christopher Trevor Lunn
IRN CTL00005
- (258)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (257)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 17 Apr 2007)
Christopher William Payne
IRN CWP00001
- (1699)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Christopher William Spillane
IRN CWS00006
- (2790)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Christopher, Victor Griffin
IRN CVG00001
- (3074)CF1 Director (AR) (1 Dec 2001 to 13 Apr 2012)
Christy Corbett Morrison
IRN CCM01082
- (1916)[FCA CF] Manager of certification employee (1 Apr 2020 to 24 Oct 2024)
Ciara Marie Mathews
IRN CMM01130
- (971)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (970)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 21 Mar 2007)
Claire Aley
IRN CXA46677
- (2836)[FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
- (2837)[FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
11 hours ago
controlled function added: (24)[FCA CF] Significant management
11 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (22)SMF24 Chief Operations
11 hours ago
controlled function added: (21)[FCA CF] Client dealing
11 hours ago
controlled function added: (20)SMF1 Chief Executive
11 hours ago
controlled function added: (19)SMF3 Executive Director
11 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.