Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lisa Caroline Thomas
IRN LCD00007
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
Lisa Jane Berrido
IRN LJR00006
- (2825)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Lisa Jayne Barnes
IRN LJB01086
- (1859)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)
Liz Harrison-Flynn
IRN EXH00064
- (2626)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
- (2627)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)
Lloyd Derek Holyhead
IRN LDH00005
- (2180)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
- (2179)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
Lloyd Prideaux Richards
IRN LPR00005
- (2846)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
- (2845)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Loraine Carole Watt
IRN LCW00008
- (437)CF4 Partner (AR) (1 Dec 2001 to 13 Sep 2002)
Lorraine Honora Dutton
IRN LHD00004
- (1511)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
Louisa Emily Williams
IRN LET01015
- (3116)CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
- (3115)CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)
Louisa Jane Ferguson
IRN LJP00016
- (1311)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
23 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
23 hours ago
controlled function added: (24)[FCA CF] Significant management
23 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
23 hours ago
controlled function added: (22)SMF24 Chief Operations
23 hours ago
controlled function added: (21)[FCA CF] Client dealing
23 hours ago
controlled function added: (20)SMF1 Chief Executive
23 hours ago
controlled function added: (19)SMF3 Executive Director
23 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
23 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.