Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Keith William Perry
IRN KWP00008
- (1417)CF21 Investment Adviser (18 Dec 2002 to 29 Oct 2007)
- (1416)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
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Keith William Smith
IRN KWE00001
- (733)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (732)CF22 Investment Adviser (Trainee) (6 Apr 2005 to 31 Jul 2006)
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Keith William Wood
IRN KWW00011
- (1571)CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)
- (1572)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Mar 2003)
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Keith Wright
IRN KXW00081
- (1685)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Kelly Joanne Harwood
IRN KXH01309
- (664)CF21 Investment Adviser (28 Feb 2005 to 29 Oct 2007)
- (663)CF22 Investment Adviser (Trainee) (22 Oct 2003 to 28 Feb 2005)
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Kelly Kilpin
IRN KTB01008
- (2077)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 18 Oct 2007)
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Kelly Kirsten Rocher
IRN KKR00003
- (1338)CF21 Investment Adviser (5 Feb 2002 to 5 Sep 2003)
- (1337)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
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Kelly Lyn Spiteri
IRN KXS00201
- (2605)[FCA CF] Material risk taker (18 Jul 2022 to 31 Mar 2023)
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Kelly Melville-Kelly
IRN KXM00136
- (1059)CF21 Investment Adviser (27 Oct 2006 to 29 Oct 2007)
- (1058)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 27 Oct 2006)
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Kelvin Robin Wetherell
IRN KRW00018
- (465)CF4 Partner (AR) (7 Apr 2005 to 17 Jul 2007)
- (463)CF21 Investment Adviser (1 Dec 2001 to 13 May 2005)
- (464)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Apr 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
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Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies