Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gaynor Coombs
IRN GXC01300
- (1199)CF1 Director (AR) (1 Dec 2001 to 25 Aug 2004)
Geoff O'Sullivan
IRN GJO00011
- (2490)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Geoffrey Bert Jackson
IRN GBJ00003
- (2990)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
Geoffrey Carless Thomas
IRN GCT00004
- (2175)CF21 Investment Adviser (7 Mar 2003 to 29 Oct 2007)
- (2174)CF22 Investment Adviser (Trainee) (11 Jul 2002 to 7 Mar 2003)
Geoffrey John Caves
IRN GJC01090
- (499)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
Geoffrey Paul Neely
IRN GPN00001
- (2523)CF21 Investment Adviser (13 Jan 2005 to 18 Feb 2005)
Geoffrey William Exton
IRN GWE00003
- (1012)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
George Crawford Richmond
IRN GCR00012
- (2377)CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
George David Morgan
IRN GDM00025
- (151)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2005)
George Davidson Taylor
IRN GDT00006
- (522)CF7 Sole Trader (AR) (16 May 2003 to 23 Jun 2003)
- (523)CF4 Partner (AR) (30 Apr 2002 to 16 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Grisdales (no longer appointed)
FRN 195037 · Appointed 16 Feb 2001 · Until 19 Jul 2004
M & S Independent Mortgage Services (no longer appointed)
FRN 201891 · Appointed 14 Feb 2001 · Until 14 Feb 2002
Robinson Perkins & Jackson (no longer appointed)
FRN 201872 · Appointed 13 Feb 2001 · Until 29 Sep 2003
Jacksons Independent Estate Agents Ltd (no longer appointed)
FRN 201882 · Appointed 12 Feb 2001 · Until 10 Jul 2003
Green & Co Ltd (no longer appointed)
FRN 201857 · Appointed 9 Feb 2001 · Until 14 Mar 2005
Madisons Estate Agents Franchise Ltd (no longer appointed)
FRN 201904 · Appointed 8 Feb 2001 · Until 24 Apr 2003
Greyfox Estates Agents (no longer appointed)
FRN 194991 · Appointed 6 Feb 2001 · Until 31 Dec 2001
Yorkshire Financial Consultancy Limited (no longer appointed)
FRN 201855 · Appointed 1 Feb 2001 · Until 1 Dec 2001
Vogue Associates (no longer appointed)
FRN 201858 · Appointed 1 Feb 2001 · Until 3 Sep 2004
Pennine Financial Consultancy (no longer appointed)
FRN 201892 · Appointed 1 Feb 2001 · Until 15 Mar 2005

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.