Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mike Walsh
IRN MJW01476
- (2856)[FCA CF] Manager of certification employee (1 Apr 2020 to 1 Feb 2023)
Miles Justin Ward
IRN MJW01374
- (647)CF22 Investment Adviser (Trainee) (14 Aug 2003 to 29 Oct 2007)
Monica Ann Bradley
IRN MAB00064
- (3008)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
Murdo Robert Jessiman
IRN MRJ01056
- (2159)CF1 Director (AR) (15 Apr 2003 to 19 Jul 2006)
- (2158)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
Nadir Darediya
IRN NXD01193
- (1957)CF22 Investment Adviser (Trainee) (3 Jul 2006 to 31 Aug 2006)
Nancy Devine
IRN NXD01151
- (2028)CF21 Investment Adviser (11 Apr 2006 to 11 Apr 2007)
- (2027)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 Apr 2006)
Natalie Wong
IRN NXW00377
- (2593)[FCA CF] Client dealing (10 Mar 2025 to 1 Sep 2025)
Nathan Dudley Holley
IRN NDH00020
- (2189)CF22 Investment Adviser (Trainee) (10 Oct 2007 to 29 Oct 2007)
Nathan James Allsop
IRN NJA00014
- (2312)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
Nathan Jones
IRN NXJ17172
- (2653)[FCA CF] Material risk taker (1 Apr 2020 to 12 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (26)SMF5 Head of Internal Audit
3 days ago
controlled function added: (25)SMF9 Chair of the Governing Body
3 days ago
controlled function added: (24)[FCA CF] Significant management
3 days ago
controlled function added: (23)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (22)SMF24 Chief Operations
3 days ago
controlled function added: (21)[FCA CF] Client dealing
3 days ago
controlled function added: (20)SMF1 Chief Executive
3 days ago
controlled function added: (19)SMF3 Executive Director
3 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.