Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Honor Solomon

    IRN HJT01020

    • (2883)[FCA CF] Manager of certification employee (1 Apr 2020 to 21 Aug 2020)
    • (2885)[FCA CF] Significant management (1 Apr 2020 to 10 Jul 2020)
    • (2880)SMF3 Executive Director (9 Dec 2019 to 11 Oct 2021)
    • (2881)SMF1 Chief Executive (9 Dec 2019 to 11 Oct 2021)
    • (2882)CF3 Chief Executive (18 Apr 2016 to 8 Dec 2019)
    • (2884)CF1 Director (12 Mar 2015 to 8 Dec 2019)
  • Howard Carlton Dawes

    IRN HCD00001

    • (780)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
  • Howard Davis

    IRN HXD01116

    • (1253)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2004)
  • Howard Michael Hill

    IRN HMH00007

    • (2134)CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • (2135)CF22 Investment Adviser (Trainee) (28 Jun 2006 to 14 Jul 2006)
    • (2136)CF21 Investment Adviser (7 Jan 2005 to 22 Feb 2005)
  • Howard William Warburton

    IRN HWW00004

    • (1125)CF21 Investment Adviser (30 Jul 2002 to 29 Oct 2007)
    • (1124)CF22 Investment Adviser (Trainee) (30 Jul 2002 to 30 Jul 2002)
  • Howie Li

    IRN HXL19479

    • (2650)[FCA CF] Client dealing (20 Jan 2022 to 21 Jan 2022)
    • (2651)[FCA CF] Material risk taker (20 Jan 2022 to 14 Dec 2022)
    • (2652)[FCA CF] Manager of certification employee (17 Dec 2021 to 6 Jan 2023)
  • Hugh Christopher Lee

    IRN HCL00003

    • (1819)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
  • Hugh James Smyth

    IRN HJS00012

    • (92)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
  • Hugh Michael Quinn Rumary

    IRN HMR00006

    • (2469)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
  • Hugh Rankin Kennedy

    IRN HRK01011

    • (2202)CF1 Director (AR) (21 Sep 2002 to 14 Feb 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (26)SMF5 Head of Internal Audit

  2. controlled function added: (25)SMF9 Chair of the Governing Body

  3. controlled function added: (24)[FCA CF] Significant management

  4. controlled function added: (23)SMF7 Group Entity Senior Manager

  5. controlled function added: (22)SMF24 Chief Operations

  6. controlled function added: (21)[FCA CF] Client dealing

  7. controlled function added: (20)SMF1 Chief Executive

  8. controlled function added: (19)SMF3 Executive Director

  9. controlled function added: (18)[FCA CF] Functions requiring qualifications

  10. controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

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