Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graeme Watt
IRN GXW00110
- (2895)CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
- (2894)CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)
Graham Andrew James
IRN GAJ00015
- (884)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Graham Crossley
IRN GDC01072
- (2213)CF22 Investment Adviser (Trainee) (10 Jan 2006 to 29 Oct 2007)
Graham Dunlop Hamilton
IRN GDH00018
- (610)CF1 Director (AR) (9 Dec 2002 to 20 Aug 2004)
- (609)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Dec 2002)
- (608)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
Graham Ernest Tuson
IRN GET00004
- (134)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2004)
Graham Gardner Harrison
IRN GGH00006
- (89)CF1 Director (AR) (1 Dec 2001 to 3 Dec 2002)
Graham Green
IRN GXG00015
- (879)CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Graham Keith Butler
IRN GKB00001
- (837)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Graham Leslie Hill
IRN GLH00011
- (417)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Moles
IRN GJM01224
- (1876)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

G&G Financial Services Ltd (no longer appointed)
FRN 163019 · Appointed 1 Dec 2001 · Until 26 Feb 2002
Frost Property Financial Ltd (no longer appointed)
FRN 179349 · Appointed 1 Dec 2001 · Until 12 May 2004
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Kingswood Law Partnership Ltd (no longer appointed)
FRN 185834 · Appointed 1 Dec 2001 · Until 8 Jan 2007
Capital Financial Consultants (Luton) (no longer appointed)
FRN 214137 · Appointed 1 Dec 2001 · Until 1 Dec 2001
A J Seymour Limited (no longer appointed)
FRN 195477 · Appointed 1 Dec 2001 · Until 8 Aug 2002
McAfee Properties & Mortgages (no longer appointed)
FRN 175795 · Appointed 1 Dec 2001 · Until 19 Apr 2005
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 1 Dec 2001 · Until 22 May 2003
The Mortgage Shop (no longer appointed)
FRN 187780 · Appointed 1 Dec 2001 · Until 12 Jun 2003

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
2 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
2 hours ago
controlled function added: (24)[FCA CF] Significant management
2 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (22)SMF24 Chief Operations
2 hours ago
controlled function added: (21)[FCA CF] Client dealing
2 hours ago
controlled function added: (20)SMF1 Chief Executive
2 hours ago
controlled function added: (19)SMF3 Executive Director
2 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
2 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.