Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Michael Poole
IRN JMP00035
- (3075)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Feb 2005)
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John Michael Read
IRN JMR00032
- (3035)CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- (3033)CF7 Sole Trader (AR) (10 Jun 2004 to 25 Aug 2004)
- (3034)CF4 Partner (AR) (1 Dec 2001 to 10 Jun 2004)
- (3032)CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
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John Murphy
IRN JXM00074
- (1057)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 17 Oct 2002)
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John Nicholas Atkin
IRN JNA01027
- (906)CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2002)
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John Nigel Bland
IRN JNB01056
- (1304)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
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John Paul Butterworth
IRN JPB01175
- (739)CF21 Investment Adviser (12 Jan 2007 to 29 Oct 2007)
- (738)CF22 Investment Adviser (Trainee) (5 Jul 2005 to 12 Jan 2007)
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John Paul Hindmarch
IRN JPH00043
- (1313)CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2001)
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John Paul Mizen
IRN JPM00043
- (3114)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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John Paul Mortland
IRN JPM01223
- (210)CF1 Director (AR) (28 Jul 2004 to 18 Oct 2004)
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John Paul Rutter
IRN JPR00010
- (2146)CF21 Investment Adviser (4 Aug 2003 to 28 May 2004)
- (2145)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Aug 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
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Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
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Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Exeter Financial Consultants Ltd (no longer appointed)
FRN 214149 · Appointed 1 Dec 2001 · Until 5 Sep 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies