Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Justin Browne
IRN JCB01246
- (34)[FCA CF] Material risk taker (since 22 Jun 2023)
Justin Chukwuma Onuekwusi
IRN JCO01033
- (2808)[FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
Justin Francis David Dugdale
IRN JFD01039
- (1833)CF4 Partner (AR) (1 Dec 2001 to 6 Jun 2003)
Justin Stewart Morley Hill
IRN JSH01124
- (325)CF21 Investment Adviser (31 Jul 2006 to 11 Apr 2007)
- (324)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 31 Jul 2006)
Justine Louise Poyser
IRN JLP00014
- (1368)CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2003)
Justine Sarah Liddell
IRN JXL01348
- (1084)CF1 Director (AR) (8 Jul 2002 to 9 Feb 2005)
KATHERINE MORERE RUTH LAURENSON
IRN KML01066
- (2757)[FCA CF] Material risk taker (1 Apr 2020 to 17 Aug 2021)
Kamran Mallick
IRN KXM00004
- (2040)CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)
Karen Angela O'Brien
IRN KAO00004
- (2375)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
Karen Elizabeth Owen
IRN KEO00011
- (1469)CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents. (no longer appointed)
FRN 223465 · Appointed 7 Mar 2003 · Until 29 Apr 2003
E Mehmet (no longer appointed)
FRN 214153 · Appointed 5 Mar 2003 · Until 6 Aug 2004
Annette Jones (no longer appointed)
FRN 214157 · Appointed 5 Mar 2003 · Until 14 Mar 2003
First Call Finance (no longer appointed)
FRN 214386 · Appointed 5 Mar 2003 · Until 30 Sep 2003
Newton & Derry (Newark) Ltd (no longer appointed)
FRN 222734 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Key Estate Agents (Attleborough) Ltd (no longer appointed)
FRN 222733 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222624 · Appointed 6 Feb 2003 · Until 11 Mar 2005
Friday Feeling Ltd (no longer appointed)
FRN 222589 · Appointed 5 Feb 2003 · Until 16 Feb 2005
Molyneux Estates (no longer appointed)
FRN 222580 · Appointed 5 Feb 2003 · Until 16 Apr 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 221621 · Appointed 2 Jan 2003 · Until 9 Jun 2003

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
13 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
13 hours ago
controlled function added: (24)[FCA CF] Significant management
13 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (22)SMF24 Chief Operations
13 hours ago
controlled function added: (21)[FCA CF] Client dealing
13 hours ago
controlled function added: (20)SMF1 Chief Executive
13 hours ago
controlled function added: (19)SMF3 Executive Director
13 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
13 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.