Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Charles Mulcahy
IRN AXM01760
- (1167)CF22 Investment Adviser (Trainee) (20 Jun 2006 to 17 Jul 2007)
Andrew Charles Vickers
IRN ACV01009
- (2156)CF1 Director (AR) (19 Mar 2004 to 29 Oct 2007)
- (2155)CF4 Partner (AR) (1 Dec 2001 to 19 Mar 2004)
Andrew Clayton
IRN AXC00214
- (726)CF21 Investment Adviser (22 Jan 2004 to 29 Oct 2007)
- (725)CF22 Investment Adviser (Trainee) (29 May 2003 to 22 Jan 2004)
Andrew Cooper
IRN AXC01580
- (868)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Andrew Currie Dewar
IRN ACD00012
- (1580)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
Andrew David Clare
IRN ADC01095
- (1936)Director of firm who is not a certification employee or a SMF manager (25 Nov 2020 to 15 Nov 2022)
Andrew David Koch
IRN ADK01009
- (2224)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Andrew David Stowell
IRN ADS00064
- (2772)CF21 Investment Adviser (22 Sep 2006 to 24 Oct 2006)
- (2771)CF22 Investment Adviser (Trainee) (7 Dec 2005 to 22 Sep 2006)
Andrew David Townend
IRN ADT00003
- (740)CF1 Director (AR) (1 Dec 2001 to 21 Mar 2003)
Andrew Dixon
IRN AXD00021
- (1405)CF21 Investment Adviser (22 Dec 2004 to 3 Nov 2005)

Smaller firms operating under this firm's FCA authorisation.

Parkers Estate Agents (no longer appointed)
FRN 176731 · Appointed 1 Mar 1993 · Until 1 Mar 2002
South Side Property (no longer appointed)
FRN 200875 · Appointed 1 Mar 1993 · Until 19 Aug 2004
Danrosads (no longer appointed)
FRN 162311 · Appointed 4 Feb 1993 · Until 16 Sep 2004
Acorn Estates (no longer appointed)
FRN 164523 · Appointed 3 Feb 1993 · Until 26 Nov 2004
New Finance (no longer appointed)
FRN 175866 · Appointed 1 Feb 1993 · Until 21 Feb 2002
Batt and Brown (Standish) (no longer appointed)
FRN 160149 · Appointed 1 Feb 1993 · Until 25 Nov 2004
Lee & Lindars (no longer appointed)
FRN 175482 · Appointed 1 Feb 1993 · Until 1 Dec 2001
Key Estate Agents (no longer appointed)
FRN 180711 · Appointed 31 Jan 1993 · Until 25 Feb 2004
Roland James Ltd (no longer appointed)
FRN 200823 · Appointed 29 Jan 1993 · Until 15 Nov 2002
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jan 1993 · Until 31 Oct 2004

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
13 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
13 hours ago
controlled function added: (24)[FCA CF] Significant management
13 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (22)SMF24 Chief Operations
13 hours ago
controlled function added: (21)[FCA CF] Client dealing
13 hours ago
controlled function added: (20)SMF1 Chief Executive
13 hours ago
controlled function added: (19)SMF3 Executive Director
13 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
13 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.