Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander Jamieson
IRN ASJ00006
- (2372)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
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Alexander John Darlow
IRN AJD01292
- (2818)CF30 Customer (1 Nov 2007 to 14 Jan 2008)
- (2819)CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
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Alexander Michael Merrick
IRN AMM00081
- (1155)CF22 Investment Adviser (Trainee) (15 Aug 2007 to 29 Oct 2007)
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Alexander Mitchell
IRN AXM00216
- (985)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (984)CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
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Alexander Morrow
IRN AXM00214
- (1530)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
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Alexander Paul Cave
IRN APC00037
- (2962)CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
- (2961)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)
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Alexander Pavel Richards
IRN APR01099
- (304)CF22 Investment Adviser (Trainee) (14 May 2007 to 29 Oct 2007)
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Alexander Ross Knaggs
IRN ARK00017
- (1779)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2004)
- (1780)CF4 Partner (AR) (1 Dec 2001 to 28 Jun 2004)
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Alfred George Jones
IRN AGJ00014
- (1725)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Alfred Walton
IRN AXW00136
- (279)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Adam Kennedy Estate Agency (no longer appointed)
FRN 163914 · Appointed 2 Jun 1993 · Until 22 Jun 2005
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Leisure Security Consultants Ltd (no longer appointed)
FRN 201236 · Appointed 15 May 1993 · Until 12 Jul 2002
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Richard Butler & Associates (no longer appointed)
FRN 200931 · Appointed 4 May 1993 · Until 26 Jun 2003
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Robinson Hedges & Jackson (no longer appointed)
FRN 178267 · Appointed 1 May 1993 · Until 21 Aug 2002
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Castle Estates Financial Services Ltd (no longer appointed)
FRN 160678 · Appointed 6 Apr 1993 · Until 1 Dec 2001
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David Stewart Graves Puddick (no longer appointed)
FRN 175084 · Appointed 1 Apr 1993 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies