Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graeme Watt
IRN GXW00110
- (2895)CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
- (2894)CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)
Graham Andrew James
IRN GAJ00015
- (884)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Graham Crossley
IRN GDC01072
- (2213)CF22 Investment Adviser (Trainee) (10 Jan 2006 to 29 Oct 2007)
Graham Dunlop Hamilton
IRN GDH00018
- (610)CF1 Director (AR) (9 Dec 2002 to 20 Aug 2004)
- (609)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Dec 2002)
- (608)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
Graham Ernest Tuson
IRN GET00004
- (134)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2004)
Graham Gardner Harrison
IRN GGH00006
- (89)CF1 Director (AR) (1 Dec 2001 to 3 Dec 2002)
Graham Green
IRN GXG00015
- (879)CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Graham Keith Butler
IRN GKB00001
- (837)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Graham Leslie Hill
IRN GLH00011
- (417)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Moles
IRN GJM01224
- (1876)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Store (UK) Limited (no longer appointed)
FRN 183029 · Appointed 1 Feb 1997 · Until 25 Nov 2003
Aspden Gallagher Mortimer Royle Limited (no longer appointed)
FRN 219694 · Appointed 1 Feb 1997 · Until 14 Jun 2002
Bill McCann Estate Agency (no longer appointed)
FRN 183440 · Appointed 1 Feb 1997 · Until 28 Oct 2007
Whyte & Barrie & Residential (no longer appointed)
FRN 193308 · Appointed 30 Jan 1997 · Until 19 Dec 2001
Ask the Financial Advice Centre & Independent Mortgage Broker (no longer appointed)
FRN 182282 · Appointed 15 Jan 1997 · Until 1 Dec 2001
Harrison Ingram Estate Agents (no longer appointed)
FRN 184016 · Appointed 2 Jan 1997 · Until 14 Dec 2001
Whitegates Estate Agency (no longer appointed)
FRN 200993 · Appointed 2 Jan 1997 · Until 28 Apr 2006
Hudson Moody (no longer appointed)
FRN 183824 · Appointed 1 Jan 1997 · Until 8 Apr 2004
Normans (no longer appointed)
FRN 184008 · Appointed 1 Jan 1997 · Until 12 Aug 2004
Mortgage Advisory Services (no longer appointed)
FRN 182579 · Appointed 30 Dec 1996 · Until 5 Feb 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.