Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Claire Dorothy Lipscomb
IRN CDL00027
- (2268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
Claire Edington
IRN CXE01362
- (1870)[FCA CF] Material risk taker (15 Jul 2021 to 1 Nov 2021)
- (1872)[FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
- (1871)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
- (1869)CF29 Significant management (9 Sep 2019 to 8 Dec 2019)
Claire Elaine Evans
IRN CEE01022
- (1342)CF29 Significant management (1 Jul 2011 to 16 Nov 2012)
Claire Hazle
IRN CXH00653
- (8)[FCA CF] Significant management (since 3 Apr 2023)
- (2597)[FCA CF] Material risk taker (3 Apr 2023 to 30 Nov 2023)
Claire Jane Jones
IRN CJJ00014
- (198)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Claire Louise Cuthbert
IRN CLC00023
- (1170)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2004)
Claire Louise Mills
IRN CLM00014
- (74)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Claire Louise Wallace
IRN CLW01099
- (3126)SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
Claire Louise Wells
IRN CLG00017
- (781)CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
Claire Phillips
IRN CXP00151
- (2622)[FCA CF] Material risk taker (12 May 2021 to 3 Aug 2023)
- (2623)[FCA CF] Significant management (25 Jan 2021 to 2 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002
Bennett Clarke Estate Agency (no longer appointed)
FRN 201135 · Appointed 1 Nov 1997 · Until 23 Nov 2005
The Mortgage Service (no longer appointed)
FRN 186472 · Appointed 30 Oct 1997 · Until 27 Aug 2003
Parkers Estate Agents (no longer appointed)
FRN 186057 · Appointed 24 Oct 1997 · Until 9 Jul 2002
Roger Tyers Associates (Brackley) Limited (no longer appointed)
FRN 185788 · Appointed 21 Oct 1997 · Until 1 Dec 2001
Abe Estates Limited (no longer appointed)
FRN 201139 · Appointed 13 Oct 1997 · Until 9 Oct 2003
Williams Estate Agents (no longer appointed)
FRN 181265 · Appointed 8 Oct 1997 · Until 1 Dec 2001
Century 21 Oak House Real Estate (no longer appointed)
FRN 201102 · Appointed 6 Oct 1997 · Until 1 Dec 2001
Thomas Merrifield (Didcot) Limited (no longer appointed)
FRN 187229 · Appointed 1 Oct 1997 · Until 7 Apr 2003
Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.