Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dathan John Steel
IRN DJS01386
- (980)CF21 Investment Adviser (21 Aug 2007 to 29 Oct 2007)
- (979)CF22 Investment Adviser (Trainee) (10 May 2006 to 21 Aug 2007)
David Adams
IRN DXA00051
- (2707)CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- (2705)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (2706)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
David Alan Laver
IRN DAL00043
- (1091)CF1 Director (AR) (1 Dec 2001 to 27 Nov 2003)
David Alexander Ravely Guest
IRN DAG00072
- (1335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Alfred Wills
IRN DAW00029
- (1478)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
David Allen
IRN DXA00123
- (1480)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
David Alyn Merriman
IRN DAM01187
- (840)CF22 Investment Adviser (Trainee) (24 Apr 2006 to 29 Oct 2007)
David Andrew Brooman
IRN DAB00009
- (2840)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (2839)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
David Andrew Gill
IRN DAG01078
- (2934)CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
David Andrew Matthews-Hillyard
IRN DAM00038
- (587)CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2005)

Smaller firms operating under this firm's FCA authorisation.

Parkers Estate Agent Limited (no longer appointed)
FRN 201229 · Appointed 26 Feb 1999 · Until 25 Feb 2002
Kabir & Company (no longer appointed)
FRN 201208 · Appointed 15 Feb 1999 · Until 10 Aug 2004
Mortgages UK Direct Limited (no longer appointed)
FRN 201256 · Appointed 8 Feb 1999 · Until 27 Aug 2003
Giles Dodds & Craig Pearson (no longer appointed)
FRN 191903 · Appointed 4 Feb 1999 · Until 2 Oct 2002
Butters Financial Services (no longer appointed)
FRN 201237 · Appointed 1 Feb 1999 · Until 20 Jan 2004
CJ Hole Estate Agents (no longer appointed)
FRN 201248 · Appointed 1 Feb 1999 · Until 20 Apr 2006
John Cunningham (no longer appointed)
FRN 193309 · Appointed 29 Jan 1999 · Until 18 Aug 2003
Graham Leslie Hill (no longer appointed)
FRN 193567 · Appointed 20 Jan 1999 · Until 24 Apr 2006
Pattison Lane Estate Agents Limited (no longer appointed)
FRN 201240 · Appointed 21 Dec 1998 · Until 9 Feb 2004
Pinnacle Financial Solutions (no longer appointed)
FRN 201241 · Appointed 8 Dec 1998 · Until 27 Jun 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.