Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Peter McEntee
IRN NPM00013
- (2366)CF1 Director (AR) (28 Jun 2002 to 11 Feb 2005)
- (2364)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
- (2365)CF7 Sole Trader (AR) (1 Dec 2001 to 28 Jun 2002)
Nicholas Robert Perry
IRN NRP01020
- (2186)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 6 Apr 2006)
Nicholas Russell Gibson Lansberry
IRN NRL00008
- (262)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
Nicholas Shapland
IRN NXS00073
- (1039)CF21 Investment Adviser (22 Dec 2004 to 1 Jul 2005)
Nicholas T Speakman
IRN NTS00006
- (76)CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2004)
- (77)CF1 Director (AR) (1 Dec 2001 to 18 Jan 2005)
Nicola Barker
IRN NXM00063
- (2169)CF21 Investment Adviser (24 Apr 2003 to 29 Oct 2007)
- (2168)CF22 Investment Adviser (Trainee) (17 Aug 2002 to 24 Apr 2003)
Nicola Danielle Bentman
IRN NDB01048
- (2969)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
Nicola Harris
IRN NXH00039
- (1344)CF4 Partner (AR) (1 Dec 2001 to 15 Oct 2003)
Nicola Jane Hutchinson
IRN NXH00013
- (316)CF1 Director (AR) (5 Jun 2006 to 3 Jul 2006)
Nicola Morgan-Brownsell
IRN NAM01126
- (1912)[FCA CF] Material risk taker (1 Apr 2021 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.