Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (31 Mar 2020 to 1 Mar 2023)
- [FCA CF] Client dealing (31 Mar 2020 to 1 Mar 2023)
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- (4)Employed By (7 Oct 2019 to 28 Feb 2020)
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- CF30 Customer (15 Jun 2017 to 28 Feb 2020)
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- (2)Employed By (15 Jun 2017 to 28 Feb 2020)
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- CF30 Customer (11 Nov 2016 to 28 Feb 2017)
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- CF30 Customer (9 May 2016 to 16 Aug 2016)
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- CF30 Customer (20 Mar 2013 to 6 Jan 2015)
- CF22 Investment Adviser (Trainee) (7 Mar 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 6 Apr 2006)
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- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 6 Apr 2006)
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- CF22 Investment Adviser (Trainee) (6 Jun 2002 to 2 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.