Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (17 Jun 2021 to 29 Dec 2021)
- CF1 Director (AR) (7 Feb 2006 to 2 Mar 2014)
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- CF30 Customer (25 Jul 2008 to 14 Jan 2013)
- CF1 Director (AR) (14 Dec 2007 to 2 Mar 2014)
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- CF1 Director (AR) (31 Oct 2004 to 9 May 2006)
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- CF1 Director (AR) (28 Jun 2002 to 11 Feb 2005)
- CF7 Sole Trader (AR) (1 Dec 2001 to 28 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
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- CF1 Director (AR) (28 Jun 2002 to 11 Feb 2005)
- CF7 Sole Trader (AR) (1 Dec 2001 to 28 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.