Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David John Brown
IRN DJB01572
- (1909)CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)
David John Davies
IRN DJD00041
- (766)CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David John Eggison
IRN DJE00023
- (2793)CF22 Investment Adviser (Trainee) (16 Apr 2007 to 29 Oct 2007)
David John Emery
IRN DJE00020
- (862)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
David John Fogg
IRN DJF01166
- (779)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 25 May 2007)
David John Jones
IRN DJJ01073
- (2973)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2002)
- (2972)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
David John Jones
IRN DJJ00016
- (2976)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
- (2977)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
David John Loader
IRN DJL00082
- (1346)CF21 Investment Adviser (22 Dec 2004 to 30 Jun 2005)
David John Mundy
IRN DJM00017
- (55)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
David John Peasgood
IRN DJP00062
- (285)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Specialists (no longer appointed)
FRN 201487 · Appointed 21 Oct 1999 · Until 17 Oct 2002
Easy Mortgages (no longer appointed)
FRN 201485 · Appointed 18 Oct 1999 · Until 28 May 2004
Coversure Insurance Services (no longer appointed)
FRN 201488 · Appointed 18 Oct 1999 · Until 1 Dec 2001
GRA Accountancy (no longer appointed)
FRN 201481 · Appointed 18 Oct 1999 · Until 21 Apr 2006
McConville Bowden (Stewkley) (no longer appointed)
FRN 192344 · Appointed 18 Oct 1999 · Until 1 Dec 2001
Christian Reid Estate Agents (no longer appointed)
FRN 201486 · Appointed 15 Oct 1999 · Until 28 Jul 2003
The Mortgage Centre (no longer appointed)
FRN 201484 · Appointed 14 Oct 1999 · Until 30 Dec 2002
Massey Divall Financial Services (no longer appointed)
FRN 201482 · Appointed 13 Oct 1999 · Until 17 Feb 2003
The CM Partnership (no longer appointed)
FRN 201483 · Appointed 5 Oct 1999 · Until 25 Oct 2002
BPC Land Sales & Marketing (no longer appointed)
FRN 193319 · Appointed 5 Oct 1999 · Until 21 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.