Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David John Brown
IRN DJB01572
- (1909)CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)
David John Davies
IRN DJD00041
- (766)CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David John Eggison
IRN DJE00023
- (2793)CF22 Investment Adviser (Trainee) (16 Apr 2007 to 29 Oct 2007)
David John Emery
IRN DJE00020
- (862)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
David John Fogg
IRN DJF01166
- (779)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 25 May 2007)
David John Jones
IRN DJJ01073
- (2973)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2002)
- (2972)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
David John Jones
IRN DJJ00016
- (2976)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
- (2977)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
David John Loader
IRN DJL00082
- (1346)CF21 Investment Adviser (22 Dec 2004 to 30 Jun 2005)
David John Mundy
IRN DJM00017
- (55)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
David John Peasgood
IRN DJP00062
- (285)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
Barber's (no longer appointed)
FRN 201515 · Appointed 16 Nov 1999 · Until 12 Mar 2003
Effectlease Limited (no longer appointed)
FRN 201538 · Appointed 8 Nov 1999 · Until 1 Jul 2003
Oakapple Consultancy (no longer appointed)
FRN 192473 · Appointed 6 Nov 1999 · Until 1 Dec 2001
North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.