Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Laurence Robert Henry Jeffreys
IRN LRJ00001
- (355)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Lavinia Dutton
IRN LXD00024
- (231)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2003)
- (232)CF1 Director (AR) (1 Dec 2001 to 22 Jul 2003)
Lawrence Scott Kennedy
IRN LSK00003
- (1763)CF1 Director (AR) (15 Apr 2003 to 29 Oct 2007)
- (1762)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
- (1761)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2004)
Leanne Harris
IRN LXW00044
- (2403)CF21 Investment Adviser (31 Jan 2006 to 29 Oct 2007)
- (2402)CF22 Investment Adviser (Trainee) (22 Mar 2005 to 31 Jan 2006)
Lee David McDowell
IRN LDM00003
- (1457)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Lee Dineley
IRN LXD00016
- (2118)CF22 Investment Adviser (Trainee) (11 Dec 2002 to 1 May 2003)
Lee Ewan-Brace
IRN LXE00009
- (748)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)
Lee Jeavons
IRN LXJ01059
- (1898)CF21 Investment Adviser (19 Mar 2004 to 5 Sep 2005)
- (1897)CF22 Investment Adviser (Trainee) (11 Jul 2003 to 19 Mar 2004)
Lee Kevin Robert Judson
IRN LKJ01006
- (1278)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Lee Peter Collins
IRN LPC01022
- (1917)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.