Leanne Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (24 Aug 2012 to 15 Apr 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (18 Dec 2008 to 29 Dec 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (31 Jan 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 31 Jan 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (31 Jan 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 31 Jan 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (16 Apr 2002 to 22 Feb 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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