Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith William Perry
IRN KWP00008
- (1417)CF21 Investment Adviser (18 Dec 2002 to 29 Oct 2007)
- (1416)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
Keith William Smith
IRN KWE00001
- (733)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (732)CF22 Investment Adviser (Trainee) (6 Apr 2005 to 31 Jul 2006)
Keith William Wood
IRN KWW00011
- (1571)CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)
- (1572)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Mar 2003)
Keith Wright
IRN KXW00081
- (1685)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Kelly Joanne Harwood
IRN KXH01309
- (664)CF21 Investment Adviser (28 Feb 2005 to 29 Oct 2007)
- (663)CF22 Investment Adviser (Trainee) (22 Oct 2003 to 28 Feb 2005)
Kelly Kilpin
IRN KTB01008
- (2077)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 18 Oct 2007)
Kelly Kirsten Rocher
IRN KKR00003
- (1338)CF21 Investment Adviser (5 Feb 2002 to 5 Sep 2003)
- (1337)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
Kelly Lyn Spiteri
IRN KXS00201
- (2605)[FCA CF] Material risk taker (18 Jul 2022 to 31 Mar 2023)
Kelly Melville-Kelly
IRN KXM00136
- (1059)CF21 Investment Adviser (27 Oct 2006 to 29 Oct 2007)
- (1058)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 27 Oct 2006)
Kelvin Robin Wetherell
IRN KRW00018
- (465)CF4 Partner (AR) (7 Apr 2005 to 17 Jul 2007)
- (463)CF21 Investment Adviser (1 Dec 2001 to 13 May 2005)
- (464)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.