Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Justin Browne
IRN JCB01246
- (34)[FCA CF] Material risk taker (since 22 Jun 2023)
Justin Chukwuma Onuekwusi
IRN JCO01033
- (2808)[FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
Justin Francis David Dugdale
IRN JFD01039
- (1833)CF4 Partner (AR) (1 Dec 2001 to 6 Jun 2003)
Justin Stewart Morley Hill
IRN JSH01124
- (325)CF21 Investment Adviser (31 Jul 2006 to 11 Apr 2007)
- (324)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 31 Jul 2006)
Justine Louise Poyser
IRN JLP00014
- (1368)CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2003)
Justine Sarah Liddell
IRN JXL01348
- (1084)CF1 Director (AR) (8 Jul 2002 to 9 Feb 2005)
KATHERINE MORERE RUTH LAURENSON
IRN KML01066
- (2757)[FCA CF] Material risk taker (1 Apr 2020 to 17 Aug 2021)
Kamran Mallick
IRN KXM00004
- (2040)CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)
Karen Angela O'Brien
IRN KAO00004
- (2375)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
Karen Elizabeth Owen
IRN KEO00011
- (1469)CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.