Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Eric Roger Pettit
IRN ERP01006
- (1315)CF22 Investment Adviser (Trainee) (4 Jan 2002 to 1 Feb 2002)
Eric William Hodkinson
IRN EWH01010
- (3048)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Ernest Charles Reeves
IRN ECR00004
- (1450)CF1 Director (AR) (1 Dec 2001 to 3 Dec 2002)
Ersoy Mehmet
IRN EXM00033
- (1570)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
Eva Speakman
IRN EXS01244
- (1285)CF1 Director (AR) (31 Jan 2005 to 10 Mar 2006)
Ewan Francis Richmond
IRN EFR00002
- (2946)CF1 Director (AR) (23 Mar 2004 to 31 Jan 2006)
- (2945)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Fiona Brown
IRN FTB00003
- (2262)CF21 Investment Adviser (18 May 2006 to 29 Oct 2007)
- (2261)CF22 Investment Adviser (Trainee) (8 Jul 2005 to 18 May 2006)
Fiona Margaret Wilson Moynihan
IRN FMM00004
- (102)CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2004)
Fiona Mary Tibbenham
IRN FMM01016
- (1296)CF27 Investment Management (1 Dec 2001 to 6 Jul 2004)
Fiona Patricia Clement
IRN FPC00002
- (2173)CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2006)

Smaller firms operating under this firm's FCA authorisation.

Philip Cole (no longer appointed)
FRN 201683 · Appointed 23 May 2000 · Until 1 Dec 2001
Whitton Financial Services (no longer appointed)
FRN 193641 · Appointed 22 May 2000 · Until 1 Aug 2004
AIM FS (no longer appointed)
FRN 201682 · Appointed 22 May 2000 · Until 19 Oct 2005
AMJ Mortgage & Financial Services (no longer appointed)
FRN 191841 · Appointed 19 May 2000 · Until 1 Dec 2001
Viscount Homes (no longer appointed)
FRN 201676 · Appointed 15 May 2000 · Until 7 Mar 2002
Stakeholder Independent Mortgage Services (no longer appointed)
FRN 191735 · Appointed 5 May 2000 · Until 14 Apr 2005
Chiefshield Security Ltd (no longer appointed)
FRN 201678 · Appointed 3 May 2000 · Until 1 Dec 2001
PK Financial Services (no longer appointed)
FRN 193637 · Appointed 1 May 2000 · Until 5 Mar 2004
Acorn Associates Inc. Ltd (no longer appointed)
FRN 193676 · Appointed 19 Apr 2000 · Until 17 Jul 2007
Cawkwells Mortgage Consultants (no longer appointed)
FRN 201634 · Appointed 19 Apr 2000 · Until 22 May 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.