Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Simon Sparrow
IRN CSS00015
- (1053)CF15 Internal Audit (1 Dec 2001 to 12 Oct 2007)
Christopher Teschmacher
IRN CXT01432
- (1895)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Christopher Thorpe
IRN CXT01332
- (2889)CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Christopher Trevor Lunn
IRN CTL00005
- (258)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (257)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 17 Apr 2007)
Christopher William Payne
IRN CWP00001
- (1699)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Christopher William Spillane
IRN CWS00006
- (2790)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Christopher, Victor Griffin
IRN CVG00001
- (3074)CF1 Director (AR) (1 Dec 2001 to 13 Apr 2012)
Christy Corbett Morrison
IRN CCM01082
- (1916)[FCA CF] Manager of certification employee (1 Apr 2020 to 24 Oct 2024)
Ciara Marie Mathews
IRN CMM01130
- (971)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (970)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 21 Mar 2007)
Claire Aley
IRN CXA46677
- (2836)[FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
- (2837)[FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
Ellis and Company (no longer appointed)
FRN 200999 · Appointed 1 Dec 1996 · Until 6 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
AfterDecree Ltd (no longer appointed)
FRN 183544 · Appointed 1 Oct 1996 · Until 1 Dec 2001
Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.