Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Hugh Edward Jennings
IRN JHJ00002
- (755)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
John James Miller
IRN JJM01134
- (394)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
John Joseph Mallon
IRN JJM01189
- (28)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Mar 2004)
John Kenneth Quinn
IRN JKQ00002
- (404)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
John Knowlton Watson
IRN JKW00014
- (403)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
John Lyons
IRN JXL00112
- (2631)[FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
John Martin McPolin
IRN JMM00044
- (2994)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
John McCandless
IRN JXM00019
- (1362)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Michael Flynn
IRN JMF00022
- (1092)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Michael Mann
IRN JXM00119
- (1115)CF22 Investment Adviser (Trainee) (5 Jan 2006 to 17 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Parkers Estate Agent Limited (no longer appointed)
FRN 201229 · Appointed 26 Feb 1999 · Until 25 Feb 2002
Kabir & Company (no longer appointed)
FRN 201208 · Appointed 15 Feb 1999 · Until 10 Aug 2004
Mortgages UK Direct Limited (no longer appointed)
FRN 201256 · Appointed 8 Feb 1999 · Until 27 Aug 2003
Giles Dodds & Craig Pearson (no longer appointed)
FRN 191903 · Appointed 4 Feb 1999 · Until 2 Oct 2002
Butters Financial Services (no longer appointed)
FRN 201237 · Appointed 1 Feb 1999 · Until 20 Jan 2004
CJ Hole Estate Agents (no longer appointed)
FRN 201248 · Appointed 1 Feb 1999 · Until 20 Apr 2006
John Cunningham (no longer appointed)
FRN 193309 · Appointed 29 Jan 1999 · Until 18 Aug 2003
Graham Leslie Hill (no longer appointed)
FRN 193567 · Appointed 20 Jan 1999 · Until 24 Apr 2006
Pattison Lane Estate Agents Limited (no longer appointed)
FRN 201240 · Appointed 21 Dec 1998 · Until 9 Feb 2004
Pinnacle Financial Solutions (no longer appointed)
FRN 201241 · Appointed 8 Dec 1998 · Until 27 Jun 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.