Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Store (UK) Limited (no longer appointed)
FRN 183029 · Appointed 1 Feb 1997 · Until 25 Nov 2003
Aspden Gallagher Mortimer Royle Limited (no longer appointed)
FRN 219694 · Appointed 1 Feb 1997 · Until 14 Jun 2002
Bill McCann Estate Agency (no longer appointed)
FRN 183440 · Appointed 1 Feb 1997 · Until 28 Oct 2007
Whyte & Barrie & Residential (no longer appointed)
FRN 193308 · Appointed 30 Jan 1997 · Until 19 Dec 2001
Ask the Financial Advice Centre & Independent Mortgage Broker (no longer appointed)
FRN 182282 · Appointed 15 Jan 1997 · Until 1 Dec 2001
Harrison Ingram Estate Agents (no longer appointed)
FRN 184016 · Appointed 2 Jan 1997 · Until 14 Dec 2001
Whitegates Estate Agency (no longer appointed)
FRN 200993 · Appointed 2 Jan 1997 · Until 28 Apr 2006
Hudson Moody (no longer appointed)
FRN 183824 · Appointed 1 Jan 1997 · Until 8 Apr 2004
Normans (no longer appointed)
FRN 184008 · Appointed 1 Jan 1997 · Until 12 Aug 2004
Mortgage Advisory Services (no longer appointed)
FRN 182579 · Appointed 30 Dec 1996 · Until 5 Feb 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.