Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Stephen Simpson
IRN MSS00019
- (509)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2005)
Michael Stevenson
IRN MXS00306
- (1415)CF21 Investment Adviser (7 Feb 2002 to 29 Oct 2007)
- (1414)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Feb 2002)
Michael Thomas Daly
IRN MTD00007
- (2903)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Michael Whitehead
IRN MXW00017
- (2016)CF21 Investment Adviser (18 May 2006 to 30 Jun 2007)
- (2015)CF22 Investment Adviser (Trainee) (29 Apr 2005 to 18 May 2006)
Michael William Dedman
IRN MWD01030
- (1134)CF8 Apportionment and Oversight (14 Jan 2005 to 1 Mar 2007)
- (1135)CF3 Chief Executive (14 Jan 2005 to 1 Mar 2007)
- (1136)CF1 Director (26 Nov 2002 to 1 Mar 2007)
- (1133)CF20 Significant Mgt (Settlements) (2 May 2002 to 5 Aug 2005)
Michael William Poole
IRN MWP00015
- (54)CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)
Michael Williams Johns
IRN MWJ00002
- (1197)CF21 Investment Adviser (14 Dec 2005 to 22 Feb 2006)
- (1196)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 14 Dec 2005)
Michael john Hanson
IRN MJH01348
- (2218)CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
Michaela Anne Pavey
IRN MAS01339
- (1925)CF21 Investment Adviser (17 Oct 2005 to 29 Oct 2007)
- (1924)CF22 Investment Adviser (Trainee) (24 Jun 2005 to 17 Oct 2005)
Michaela Denise Harrison
IRN MDC00024
- (2893)CF1 Director (AR) (9 Dec 2002 to 19 Nov 2004)
- (2892)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.