Michael Whitehead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penvest Limited (no longer approved here)

    FRN 407889

    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
    • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (30 Apr 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (18 May 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (29 Apr 2005 to 18 May 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (18 May 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (29 Apr 2005 to 18 May 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.