Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (17 Oct 2022 to 3 Apr 2024)
    • CF1 Director (AR) (21 Sep 2022 to 28 Mar 2024)
  • Great Places Housing Association (no longer approved here)

    FRN 660758

    • Director of firm who is not a certification employee or a SMF manager (9 Nov 2020 to 25 Jun 2022)
  • Plumlife Homes Limited (no longer approved here)

    FRN 660761

    • Director of firm who is not a certification employee or a SMF manager (9 Nov 2020 to 25 Jun 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2022)
    • CF1 Director (AR) (5 Mar 2019 to 1 Dec 2020)
  • Vernon Building Society (no longer approved here)

    FRN 195475

    • SMF1 Chief Executive (7 Mar 2016 to 2 Feb 2018)
    • CF11 Money Laundering Reporting (23 May 2008 to 25 May 2010)
    • Responsible for Insurance Mediation (23 May 2008 to 2 Feb 2018)
    • CF10 Compliance Oversight (23 May 2008 to 25 May 2010)
    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (2 Feb 2005 to 19 Dec 2005)
  • The Mortgage Gateway Ltd (no longer approved here)

    FRN 424490

    • Employed By (2 Feb 2005 to 1 Dec 2020)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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