Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (17 Oct 2022 to 3 Apr 2024)
- CF1 Director (AR) (21 Sep 2022 to 28 Mar 2024)
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- Director of firm who is not a certification employee or a SMF manager (9 Nov 2020 to 25 Jun 2022)
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- Director of firm who is not a certification employee or a SMF manager (9 Nov 2020 to 25 Jun 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2022)
- CF1 Director (AR) (5 Mar 2019 to 1 Dec 2020)
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- SMF1 Chief Executive (7 Mar 2016 to 2 Feb 2018)
- CF11 Money Laundering Reporting (23 May 2008 to 25 May 2010)
- Responsible for Insurance Mediation (23 May 2008 to 2 Feb 2018)
- CF10 Compliance Oversight (23 May 2008 to 25 May 2010)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
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- CF1 Director (AR) (2 Feb 2005 to 19 Dec 2005)
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- Employed By (2 Feb 2005 to 1 Dec 2020)
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- CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
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- CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.