Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Griffiths
IRN DXG00020
- (863)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)
David Harper
IRN DXH01636
- (2239)CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
David Henry Griffith
IRN DXG00062
- (3000)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
David Hubert Nicholson
IRN DHN01009
- (3101)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
David Ian Carrick
IRN DIC00001
- (3096)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
David Irving
IRN DXI00002
- (763)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- (764)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
David Jackson
IRN DXJ00025
- (916)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
David James George Carphin
IRN DJC00120
- (1649)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Jenkins
IRN DXJ00082
- (1991)CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
David John Alan Puckett
IRN DJP00048
- (382)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Michael Vickers & Company (no longer appointed)
FRN 201080 · Appointed 23 Dec 1997 · Until 24 Apr 2003
Johnson's Financial Limited (no longer appointed)
FRN 186563 · Appointed 19 Dec 1997 · Until 15 Jan 2007
Lucas Financial Services (no longer appointed)
FRN 201126 · Appointed 11 Dec 1997 · Until 13 May 2003
Hobbs & Partners (no longer appointed)
FRN 186451 · Appointed 8 Dec 1997 · Until 11 Feb 2004
Derek Hale (no longer appointed)
FRN 185539 · Appointed 1 Dec 1997 · Until 1 Sep 2004
Financial Solutions (and Associates) Limited (no longer appointed)
FRN 201107 · Appointed 1 Dec 1997 · Until 1 Dec 2001
Fleetwood Mortgage & Sales Centre (no longer appointed)
FRN 201093 · Appointed 15 Nov 1997 · Until 7 Jul 2003
Century 21 Lombard Estates (no longer appointed)
FRN 201173 · Appointed 14 Nov 1997 · Until 1 Dec 2001
Hunter Campbell (no longer appointed)
FRN 187252 · Appointed 6 Nov 1997 · Until 10 Apr 2003
Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (3063)CF8 Apportionment and Oversight
1 day ago
controlled function added: (3062)CF1 Director
1 day ago
controlled function added: (3061)CF1 Director (AR)
1 day ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
1 day ago
controlled function added: (3059)CF1 Director
1 day ago
controlled function added: (3058)CF1 Director (AR)
1 day ago
controlled function added: (3057)CF4 Partner (AR)
1 day ago
controlled function added: (3056)CF1 Director (AR)
1 day ago
controlled function added: (3055)[FCA CF] Material risk taker
1 day ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.