Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Griffiths
IRN DXG00020
- (863)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)
David Harper
IRN DXH01636
- (2239)CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
David Henry Griffith
IRN DXG00062
- (3000)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
David Hubert Nicholson
IRN DHN01009
- (3101)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
David Ian Carrick
IRN DIC00001
- (3096)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
David Irving
IRN DXI00002
- (763)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- (764)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
David Jackson
IRN DXJ00025
- (916)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
David James George Carphin
IRN DJC00120
- (1649)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Jenkins
IRN DXJ00082
- (1991)CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
David John Alan Puckett
IRN DJP00048
- (382)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Markwin Financial Consultancy (no longer appointed)
FRN 192471 · Appointed 27 Mar 2000 · Until 4 Oct 2004
Mortgage Options (no longer appointed)
FRN 193248 · Appointed 24 Mar 2000 · Until 4 Mar 2003
Ashton Seven Kings Limited (no longer appointed)
FRN 201613 · Appointed 15 Mar 2000 · Until 9 Jun 2003
Money Matters (no longer appointed)
FRN 191321 · Appointed 10 Mar 2000 · Until 19 Aug 2004
Whitton Residential (no longer appointed)
FRN 201705 · Appointed 4 Mar 2000 · Until 25 Sep 2003
Jenkins Barnes Associates (no longer appointed)
FRN 193928 · Appointed 3 Mar 2000 · Until 2 Feb 2005
KMG Byrne (no longer appointed)
FRN 201594 · Appointed 1 Mar 2000 · Until 12 May 2003
Simon Blyth Estate Agents (Huddersfield) Ltd (no longer appointed)
FRN 201595 · Appointed 1 Mar 2000 · Until 22 Dec 2003
Stonecastle Associates (no longer appointed)
FRN 194191 · Appointed 1 Mar 2000 · Until 13 Oct 2004
Hose Rhodes Dickson Limited (no longer appointed)
FRN 191322 · Appointed 29 Feb 2000 · Until 19 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3063)CF8 Apportionment and Oversight
14 hours ago
controlled function added: (3062)CF1 Director
14 hours ago
controlled function added: (3061)CF1 Director (AR)
14 hours ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
14 hours ago
controlled function added: (3059)CF1 Director
14 hours ago
controlled function added: (3058)CF1 Director (AR)
14 hours ago
controlled function added: (3057)CF4 Partner (AR)
14 hours ago
controlled function added: (3056)CF1 Director (AR)
14 hours ago
controlled function added: (3055)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.