Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David John Brown
IRN DJB01572
- (1909)CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)
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David John Davies
IRN DJD00041
- (766)CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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David John Eggison
IRN DJE00023
- (2793)CF22 Investment Adviser (Trainee) (16 Apr 2007 to 29 Oct 2007)
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David John Emery
IRN DJE00020
- (862)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
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David John Fogg
IRN DJF01166
- (779)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 25 May 2007)
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David John Jones
IRN DJJ00016
- (2976)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
- (2977)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
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David John Jones
IRN DJJ01073
- (2973)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2002)
- (2972)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
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David John Loader
IRN DJL00082
- (1346)CF21 Investment Adviser (22 Dec 2004 to 30 Jun 2005)
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David John Mundy
IRN DJM00017
- (55)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
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David John Peasgood
IRN DJP00062
- (285)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Whitton Financial Services (no longer appointed)
FRN 193641 · Appointed 22 May 2000 · Until 1 Aug 2004
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AMJ Mortgage & Financial Services (no longer appointed)
FRN 191841 · Appointed 19 May 2000 · Until 1 Dec 2001
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Stakeholder Independent Mortgage Services (no longer appointed)
FRN 191735 · Appointed 5 May 2000 · Until 14 Apr 2005
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Acorn Associates Inc. Ltd (no longer appointed)
FRN 193676 · Appointed 19 Apr 2000 · Until 17 Jul 2007
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Cawkwells Mortgage Consultants (no longer appointed)
FRN 201634 · Appointed 19 Apr 2000 · Until 22 May 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3063)CF8 Apportionment and Oversight
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controlled function added: (3062)CF1 Director
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controlled function added: (3061)CF1 Director (AR)
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controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (3059)CF1 Director
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controlled function added: (3058)CF1 Director (AR)
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controlled function added: (3057)CF4 Partner (AR)
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controlled function added: (3056)CF1 Director (AR)
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controlled function added: (3055)[FCA CF] Material risk taker
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controlled function added: (3054)SMF4 Chief Risk