Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Frederick Pygott
IRN JFP00012
- (1430)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
John Frederick Waterhouse
IRN JFW00012
- (452)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2003)
John Frederick Winn
IRN JFW00016
- (6)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
John Gallacher
IRN JXG00099
- (611)CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2004)
John Gerard McKenna
IRN JGM01090
- (1047)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 25 Nov 2005)
John Gerard O'Neill
IRN JGO00010
- (932)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
John Graham Goodwin
IRN JGG00006
- (2058)CF21 Investment Adviser (28 Feb 2005 to 28 Feb 2005)
- (2057)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 28 Feb 2005)
John Gwilym Hughes
IRN JGH00021
- (969)CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
John Henry Ozwell
IRN JHO00002
- (409)CF1 Director (AR) (1 Dec 2001 to 4 Nov 2003)
John Howard Mist
IRN JHM00022
- (2979)CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2007)
- (2980)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Peter Ampofo & Co (no longer appointed)
FRN 214189 · Appointed 1 Dec 2001 · Until 23 Apr 2003
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Mortgage Advice Bureau Franchise Limited (no longer appointed)
FRN 196039 · Appointed 1 Dec 2001 · Until 7 Mar 2005
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 1 Dec 2001 · Until 26 Feb 2005
K J Campbell (no longer appointed)
FRN 214168 · Appointed 1 Dec 2001 · Until 15 Jan 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Liahona Financial Services (no longer appointed)
FRN 195785 · Appointed 1 Dec 2001 · Until 3 Dec 2002

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (3063)CF8 Apportionment and Oversight
1 day ago
controlled function added: (3062)CF1 Director
1 day ago
controlled function added: (3061)CF1 Director (AR)
1 day ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
1 day ago
controlled function added: (3059)CF1 Director
1 day ago
controlled function added: (3058)CF1 Director (AR)
1 day ago
controlled function added: (3057)CF4 Partner (AR)
1 day ago
controlled function added: (3056)CF1 Director (AR)
1 day ago
controlled function added: (3055)[FCA CF] Material risk taker
1 day ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.