Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Griffiths
IRN DXG00020
- (863)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)
David Harper
IRN DXH01636
- (2239)CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
David Henry Griffith
IRN DXG00062
- (3000)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
David Hubert Nicholson
IRN DHN01009
- (3101)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
David Ian Carrick
IRN DIC00001
- (3096)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
David Irving
IRN DXI00002
- (763)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- (764)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
David Jackson
IRN DXJ00025
- (916)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
David James George Carphin
IRN DJC00120
- (1649)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Jenkins
IRN DXJ00082
- (1991)CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
David John Alan Puckett
IRN DJP00048
- (382)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Grove Estate Agents & Property Managers (no longer appointed)
FRN 201182 · Appointed 1 Mar 1996 · Until 17 Jan 2005
Mortgage and Pensions Advice Centre (no longer appointed)
FRN 200927 · Appointed 21 Feb 1996 · Until 10 Mar 2003
Andrews Yapp Limited (no longer appointed)
FRN 181243 · Appointed 21 Feb 1996 · Until 1 Dec 2001
Adam Kennedy (no longer appointed)
FRN 179813 · Appointed 17 Feb 1996 · Until 9 Jul 2002
Quadrant Real Estates (Oxford) Ltd (no longer appointed)
FRN 160580 · Appointed 6 Feb 1996 · Until 13 May 2003
Robin Thomson (no longer appointed)
FRN 183665 · Appointed 1 Feb 1996 · Until 1 Dec 2001
Robert Sterling Limited (no longer appointed)
FRN 178828 · Appointed 1 Feb 1996 · Until 19 Sep 2003
Ashcroft Estate Agents (no longer appointed)
FRN 179056 · Appointed 31 Jan 1996 · Until 2 Apr 2002
Shortland Horne Limited (no longer appointed)
FRN 200882 · Appointed 12 Jan 1996 · Until 16 Apr 2003
Stratfords Property Services (no longer appointed)
FRN 200942 · Appointed 4 Jan 1996 · Until 23 Feb 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.