Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

C. Patadia & Co (no longer appointed)
FRN 193548 · Appointed 23 Aug 2000 · Until 1 Dec 2001
Mortgage Checker Ltd (no longer appointed)
FRN 192985 · Appointed 23 Aug 2000 · Until 19 Apr 2002
Whitehall Wills Ltd (no longer appointed)
FRN 193606 · Appointed 23 Aug 2000 · Until 29 Apr 2003
House Lets (no longer appointed)
FRN 193549 · Appointed 22 Aug 2000 · Until 7 Mar 2003
Look Mortgages (no longer appointed)
FRN 192984 · Appointed 22 Aug 2000 · Until 26 Nov 2005
Melissa Berry Estate Agents & Valuers (no longer appointed)
FRN 193552 · Appointed 22 Aug 2000 · Until 24 Jul 2002
Mortgages & Remortgages Ltd (no longer appointed)
FRN 201806 · Appointed 16 Aug 2000 · Until 3 Dec 2002
Parkers Lettings (no longer appointed)
FRN 201808 · Appointed 15 Aug 2000 · Until 20 Jun 2003
The Oak County Group (no longer appointed)
FRN 192688 · Appointed 10 Aug 2000 · Until 27 May 2002
PFS - Professional Financial Services (no longer appointed)
FRN 192682 · Appointed 7 Aug 2000 · Until 1 Oct 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.