Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lisa Caroline Thomas
IRN LCD00007
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
Lisa Jane Berrido
IRN LJR00006
- (2825)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Lisa Jayne Barnes
IRN LJB01086
- (1859)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)
Liz Harrison-Flynn
IRN EXH00064
- (2626)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
- (2627)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)
Lloyd Derek Holyhead
IRN LDH00005
- (2180)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
- (2179)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
Lloyd Prideaux Richards
IRN LPR00005
- (2846)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
- (2845)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Loraine Carole Watt
IRN LCW00008
- (437)CF4 Partner (AR) (1 Dec 2001 to 13 Sep 2002)
Lorraine Honora Dutton
IRN LHD00004
- (1511)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
Louisa Emily Williams
IRN LET01015
- (3116)CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
- (3115)CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)
Louisa Jane Ferguson
IRN LJP00016
- (1311)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.