Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Maxine Wardlow
IRN MXM00118
- (2501)CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Maxwell Dale
IRN MXD00114
- (1694)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Melanie Jane Seymour
IRN MJS00180
- (2765)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)
Melissa Jayne Lomasney
IRN MJL01255
- (1290)CF26 Customer Trading (26 May 2005 to 28 Jun 2005)
Melvyn Brian Payne
IRN MBP00006
- (456)CF1 Director (AR) (11 Jul 2002 to 22 Mar 2005)
Merryn Jane Walters
IRN MJW01488
- (16)CF22 Investment Adviser (Trainee) (1 Oct 2007 to 29 Oct 2007)
Michael Allan Sharman
IRN MAS00075
- (406)CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)
Michael Anthony Norwood
IRN MAN00013
- (220)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
Michael Anthony Smurthwaite
IRN MAS00053
- (2537)CF21 Investment Adviser (30 Mar 2005 to 29 Oct 2007)
- (2538)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Mar 2004)
Michael Barrie
IRN MDB01147
- (2779)[FCA CF] Manager of certification employee (18 Oct 2021 to 1 Feb 2023)
- (2778)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
Reach 4 Solutions Ltd (no longer appointed)
FRN 232250 · Appointed 17 Mar 2004 · Until 28 Oct 2007
Henry Graham (NI) Ltd (no longer appointed)
FRN 230888 · Appointed 8 Jan 2004 · Until 18 May 2004
Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.