Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Stephen Simpson
IRN MSS00019
- (509)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2005)
Michael Stevenson
IRN MXS00306
- (1415)CF21 Investment Adviser (7 Feb 2002 to 29 Oct 2007)
- (1414)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Feb 2002)
Michael Thomas Daly
IRN MTD00007
- (2903)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Michael Whitehead
IRN MXW00017
- (2016)CF21 Investment Adviser (18 May 2006 to 30 Jun 2007)
- (2015)CF22 Investment Adviser (Trainee) (29 Apr 2005 to 18 May 2006)
Michael William Dedman
IRN MWD01030
- (1134)CF8 Apportionment and Oversight (14 Jan 2005 to 1 Mar 2007)
- (1135)CF3 Chief Executive (14 Jan 2005 to 1 Mar 2007)
- (1136)CF1 Director (26 Nov 2002 to 1 Mar 2007)
- (1133)CF20 Significant Mgt (Settlements) (2 May 2002 to 5 Aug 2005)
Michael William Poole
IRN MWP00015
- (54)CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)
Michael Williams Johns
IRN MWJ00002
- (1197)CF21 Investment Adviser (14 Dec 2005 to 22 Feb 2006)
- (1196)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 14 Dec 2005)
Michael john Hanson
IRN MJH01348
- (2218)CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
Michaela Anne Pavey
IRN MAS01339
- (1925)CF21 Investment Adviser (17 Oct 2005 to 29 Oct 2007)
- (1924)CF22 Investment Adviser (Trainee) (24 Jun 2005 to 17 Oct 2005)
Michaela Denise Harrison
IRN MDC00024
- (2893)CF1 Director (AR) (9 Dec 2002 to 19 Nov 2004)
- (2892)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.