Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graeme Watt
IRN GXW00110
- (2895)CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
- (2894)CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)
Graham Andrew James
IRN GAJ00015
- (884)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Graham Crossley
IRN GDC01072
- (2213)CF22 Investment Adviser (Trainee) (10 Jan 2006 to 29 Oct 2007)
Graham Dunlop Hamilton
IRN GDH00018
- (610)CF1 Director (AR) (9 Dec 2002 to 20 Aug 2004)
- (609)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Dec 2002)
- (608)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
Graham Ernest Tuson
IRN GET00004
- (134)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2004)
Graham Gardner Harrison
IRN GGH00006
- (89)CF1 Director (AR) (1 Dec 2001 to 3 Dec 2002)
Graham Green
IRN GXG00015
- (879)CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Graham Keith Butler
IRN GKB00001
- (837)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Graham Leslie Hill
IRN GLH00011
- (417)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Moles
IRN GJM01224
- (1876)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

Ian Hunt (no longer appointed)
FRN 207105 · Appointed 23 Oct 2001 · Until 20 Apr 2006
Seldon Limited (no longer appointed)
FRN 207106 · Appointed 23 Oct 2001 · Until 20 Jan 2005
Newton Derry & Moore (no longer appointed)
FRN 207091 · Appointed 13 Sep 2001 · Until 12 Aug 2004
Central Marketing (no longer appointed)
FRN 196796 · Appointed 13 Sep 2001 · Until 11 May 2005
Andrews Reeves Property Services Ltd (no longer appointed)
FRN 196641 · Appointed 11 Sep 2001 · Until 25 Feb 2002
Home-a-Loan Mortgage Consultants Limited (no longer appointed)
FRN 207088 · Appointed 7 Sep 2001 · Until 27 Apr 2006
Nicholas J Taylor (no longer appointed)
FRN 207087 · Appointed 6 Sep 2001 · Until 25 Feb 2004
Dacey Ltd (no longer appointed)
FRN 196617 · Appointed 4 Sep 2001 · Until 18 Sep 2003
Cleeve Independent Estates Agencys (no longer appointed)
FRN 196611 · Appointed 31 Aug 2001 · Until 26 Feb 2002
East Midlands Insurance Services (no longer appointed)
FRN 207086 · Appointed 30 Aug 2001 · Until 13 Dec 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.