Legal & General Financial Advice Ltd

• Principal Place of Business

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

  Web

  https://www.legalandgeneral.com/contact-us/

• Complaints Contact

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

• Investment Advice (no pensions)

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sara McLeish

  IRN SXM13982

  • SMF9 Chair of the Governing Body (since 9 Nov 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 9 Nov 2022)
  • SMF3 Executive Director (9 Dec 2019 to 9 Nov 2022)
  • CF1 Director (30 Sep 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (30 Sep 2019 to 6 Dec 2022)
  • CF3 Chief Executive (30 Sep 2019 to 8 Dec 2019)
• Sharon Carmichael

  IRN SXC00411

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 31 Aug 2021)
• Sharon Lee Perkins

  IRN SLP00001

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 31 Jan 2021)
• Stephen Licence

  IRN SCL01080

  • [FCA CF] Significant management (since 1 Apr 2020)
• Susan Angela Sparkes

  IRN SAS01361

  • [FCA CF] Significant management (1 Apr 2020 to 30 Jun 2020)
• Tanya Grady

  IRN TXS01371

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 28 Feb 2023)
• Terry Mccaugherty

  IRN TXM00175

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 28 Aug 2020)
• Thomas James O'Rourke

  IRN TJO00008

  • [FCA CF] Functions requiring qualifications (25 Nov 2022 to 14 Jun 2024)
• Thomas Moloney

  IRN TXM00176

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 3 Feb 2021)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 7 Jul 2022)
• Tom Clapham

  IRN TXC00246

  • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 28 Feb 2023)

No changes recorded yet.