Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal & General Financial Advice Ltd
FRN 839860
- SMF9 Chair of the Governing Body (since 9 Nov 2022)
- SMF1 Chief Executive (9 Dec 2019 to 9 Nov 2022)
- SMF3 Executive Director (9 Dec 2019 to 9 Nov 2022)
- Responsibility for MCD Intermediation (30 Sep 2019 to 6 Dec 2022)
- CF1 Director (30 Sep 2019 to 8 Dec 2019)
- CF3 Chief Executive (30 Sep 2019 to 8 Dec 2019)
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- [FCA CF] Significant management (28 Jun 2023 to 28 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.