Legal & General Financial Advice Ltd

Date authorised
30 September 2019
Companies House
11901252
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Chadwick House
    Warwick Road
    Solihull
    West Midlands
    B91 2AA
    UNITED KINGDOM
    Phone
    +4408082913454
    Web
    https://www.legalandgeneral.com/contact-us/

  • Complaints Contact

    4th Floor Chadwick House
    Warwick Road
    Solihull
    West Midlands
    B91 2AA
    UNITED KINGDOM
    Phone
    +4408082913454

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tony Hewkin

    IRN ALH00014

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 18 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 27 Jan 2021)
  • Tony Paul Sheavyn

    IRN TXS03819

    • Responsibility for MCD Intermediation (29 Aug 2023 to 5 Jun 2025)
    • SMF3 Executive Director (6 Oct 2022 to 5 Jun 2025)
    • [FCA CF] Significant management (30 Sep 2022 to 6 Oct 2022)
    • [FCA CF] Manager of certification employee (30 Sep 2022 to 6 Oct 2022)
  • Victoria Louise Howard Willis

    IRN VLW01001

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2025)
  • Yvonne Buckell

    IRN YXB00010

    • [FCA CF] Significant management (1 Apr 2020 to 2 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.