Legal and General Assurance Society Limited

• Principal Place of Business

  Legal & General Assurance Society Ltd

  One Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031242000

  Web

  https://www.legalandgeneral.com

• Complaints Contact

  Legal & General Assurance Society Ltd

  Four Central Square

  Central Square

  Cardiff

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4408002941120

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional

• Investment Advice (no pensions)

  For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Nicholas Freer

  IRN DNF01011

  • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)
• Dean Phillip Aspinall

  IRN DPA00007

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
• Dean Richard Ball

  IRN DRB00036

  • CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
• Dean Stewart Scott

  IRN DSS00011

  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 19 Mar 2004)
• Debbie Jane McFarlane

  IRN DJM00134

  • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)
• Debbie Matthews

  IRN DXM46680

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
  • [PRA CF] Managing a material risk taker (10 Dec 2018 to 31 Mar 2021)
• Deborah Ann Shepherd

  IRN DAS01211

  • CF1 Director (AR) (11 Oct 2002 to 7 Feb 2005)
• Deborah Fincham

  IRN DXF01346

  • CF30 Customer (19 Dec 2008 to 26 Aug 2014)
• Deborah Jane De Mola

  IRN DJD00002

  • CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 24 Mar 2006)
• Deborah Jane Taylor

  IRN DJL00087

  • CF1 Director (AR) (1 Dec 2001 to 25 Nov 2002)

• Johnson's (no longer appointed)

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• Willerby Mortgage Services (no longer appointed)

  FRN 224731 · Appointed 2 May 2003 · Until 2 May 2003

• Mortgage Advice Bureau. (no longer appointed)

  FRN 207083 · Appointed 24 Apr 2003 · Until 7 Mar 2005

• Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)

  FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003

• Kingsgate Law Ltd (no longer appointed)

  FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007

• Neil Weaver Associates (no longer appointed)

  FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005

• Mortgage Master (no longer appointed)

  FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004

• Mortgage Shop Oakham (no longer appointed)

  FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003

• The Finance Centre (no longer appointed)

  FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003

• Richard Padgett Financial Services (no longer appointed)

  FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004

No changes recorded yet.