Legal and General Assurance Society Limited

• Principal Place of Business

  Legal & General Assurance Society Ltd

  One Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031242000

  Web

  https://www.legalandgeneral.com

• Complaints Contact

  Legal & General Assurance Society Ltd

  Four Central Square

  Central Square

  Cardiff

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4408002941120

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional

• Investment Advice (no pensions)

  For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Mundy

  IRN DJM00017

  • CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
• David John Peasgood

  IRN DJP00062

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
• David John Prosser

  IRN DJP01132

  • CF1 Director (1 Dec 2001 to 31 Dec 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2005)
  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2005)
• David John Robinson

  IRN DJR00090

  • CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 May 2005 to 5 Jun 2006)
• David John Vivian Morgan

  IRN DJM01334

  • CF1 Director (AR) (24 Jun 2003 to 29 Dec 2005)
• David John Winnard

  IRN DJW00077

  • CF7 Sole Trader (AR) (1 Dec 2001 to 25 Feb 2004)
• David Keith Parkinson

  IRN DKP00006

  • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 29 Oct 2007)
• David Kevin Fearnehough

  IRN DXF00031

  • CF30 Customer (1 Nov 2007 to 21 Oct 2011)
  • CF22 Investment Adviser (Trainee) (4 Dec 2003 to 31 Oct 2007)
• David Kevin Thomas

  IRN DKT00002

  • CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
• David King

  IRN DXK00055

  • CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2002)

• Shortland Horne (Nuneaton) Ltd (no longer appointed)

  FRN 209871 · Appointed 14 Feb 2002 · Until 16 Apr 2003

• Bourne Estates (no longer appointed)

  FRN 209869 · Appointed 14 Feb 2002 · Until 20 Mar 2002

• Kingsleys (no longer appointed)

  FRN 209870 · Appointed 14 Feb 2002 · Until 31 Oct 2002

• Jigsaw Solutions (no longer appointed)

  FRN 209856 · Appointed 14 Feb 2002 · Until 27 Feb 2003

• Select Mortgages & Loan (no longer appointed)

  FRN 209755 · Appointed 8 Feb 2002 · Until 7 Apr 2003

• Millers Estate Agents (2162188) (no longer appointed)

  FRN 193553 · Appointed 8 Feb 2002 · Until 11 May 2004

• Advisory Mortgage Services (no longer appointed)

  FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005

• Mortgage Advice Service (Teeside) (no longer appointed)

  FRN 209690 · Appointed 5 Feb 2002 · Until 10 Dec 2003

• Grenville Turner (no longer appointed)

  FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006

• Johnsons (no longer appointed)

  FRN 209436 · Appointed 31 Jan 2002 · Until 9 May 2003

No changes recorded yet.