Legal and General Assurance Society Limited

• Principal Place of Business

  Legal & General Assurance Society Ltd

  One Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031242000

  Web

  https://www.legalandgeneral.com

• Complaints Contact

  Legal & General Assurance Society Ltd

  Four Central Square

  Central Square

  Cardiff

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4408002941120

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional

• Investment Advice (no pensions)

  For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Charles Mulcahy

  IRN AXM01760

  • CF22 Investment Adviser (Trainee) (20 Jun 2006 to 17 Jul 2007)
• Andrew Charles Vickers

  IRN ACV01009

  • CF1 Director (AR) (19 Mar 2004 to 29 Oct 2007)
  • CF4 Partner (AR) (1 Dec 2001 to 19 Mar 2004)
• Andrew Clayton

  IRN AXC00214

  • CF21 Investment Adviser (22 Jan 2004 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 May 2003 to 22 Jan 2004)
• Andrew Cooper

  IRN AXC01580

  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
• Andrew Currie Dewar

  IRN ACD00012

  • CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
• Andrew David Stowell

  IRN ADS00064

  • CF21 Investment Adviser (22 Sep 2006 to 23 Oct 2006)
  • CF22 Investment Adviser (Trainee) (7 Dec 2005 to 22 Sep 2006)
• Andrew David Townend

  IRN ADT00003

  • CF1 Director (AR) (1 Dec 2001 to 21 Mar 2003)
• Andrew Dixon

  IRN AXD00021

  • CF21 Investment Adviser (22 Dec 2004 to 3 Nov 2005)
• Andrew Duncan

  IRN AXD00176

  • CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
• Andrew Elias

  IRN AME00001

  • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)

• Premier Financial Services Hanwell (no longer appointed)

  FRN 214191 · Appointed 11 Mar 2003 · Until 19 Jul 2004

• Town & Country Property Services (no longer appointed)

  FRN 214221 · Appointed 11 Mar 2003 · Until 17 Jul 2003

• Peter Ampofo & Co (no longer appointed)

  FRN 214189 · Appointed 11 Mar 2003 · Until 23 Apr 2003

• Premier Mortgage Services (Nottingham) Limited (no longer appointed)

  FRN 214136 · Appointed 11 Mar 2003 · Until 18 Mar 2005

• Mortgage Solutions (Manchester) (no longer appointed)

  FRN 214185 · Appointed 11 Mar 2003 · Until 14 Sep 2004

• Sovereign Financial Management (Berkhamsted) Ltd (no longer appointed)

  FRN 214207 · Appointed 11 Mar 2003 · Until 11 Mar 2003

• Mortgage Solutions Ltd Horsham (no longer appointed)

  FRN 214186 · Appointed 11 Mar 2003 · Until 8 Nov 2004

• Smith Elliot Financial Management (no longer appointed)

  FRN 214203 · Appointed 11 Mar 2003 · Until 21 Jul 2003

• Pat Beech Mortgage & Financial Services (no longer appointed)

  FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006

• TAD City Finance (no longer appointed)

  FRN 214208 · Appointed 11 Mar 2003 · Until 11 Mar 2003

No changes recorded yet.