Legal and General Assurance Society Limited

• Principal Place of Business

  Legal & General Assurance Society Ltd

  One Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031242000

  Web

  https://www.legalandgeneral.com

• Complaints Contact

  Legal & General Assurance Society Ltd

  Four Central Square

  Central Square

  Cardiff

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4408002941120

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional

• Investment Advice (no pensions)

  For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Hines

  IRN AXH00061

  • CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
• Alan James Alexander

  IRN AJA00036

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
• Alan James Charles Kyle

  IRN AJK00026

  • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2002)
• Alan James Howle

  IRN AJH01370

  • CF4 Partner (AR) (1 Dec 2001 to 27 May 2004)
• Alan James Laird

  IRN AJL00007

  • CF21 Investment Adviser (21 Sep 2002 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Mar 2002 to 21 Sep 2002)
• Alan James Ward

  IRN AJW01274

  • CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
• Alan Keith Pirie

  IRN AKP00009

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
• Alan Kenneth Cole

  IRN AKC00004

  • CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
• Alan Kirkham

  IRN AXK00041

  • CF7 Sole Trader (AR) (1 Dec 2001 to 1 Mar 2004)
• Alan Lazenby

  IRN AXL00095

  • CF21 Investment Adviser (28 Aug 2007 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 28 Aug 2007)

• Mortgage Options (no longer appointed)

  FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005

• Mortgage Master (no longer appointed)

  FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004

• Mortgage Shop Oakham (no longer appointed)

  FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003

• John Cooper Insurance Services (no longer appointed)

  FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

• Mark Beaumont Ltd (no longer appointed)

  FRN 201986 · Appointed 3 Apr 2003 · Until 12 Aug 2004

• Mortgage & Investment Solutions Ltd (no longer appointed)

  FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004

• Homebase Mortgages (no longer appointed)

  FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004

• The Mortgage Bureau (Yorkshire) (no longer appointed)

  FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007

• Grant W Pickin & Co (no longer appointed)

  FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006

• GTM Accountancy (no longer appointed)

  FRN 186464 · Appointed 3 Apr 2003 · Until 20 May 2004

No changes recorded yet.