Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Dec 2019)
- CF1 Director (AR) (28 Aug 2014 to 11 Jul 2018)
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- CF1 Director (AR) (28 Aug 2014 to 11 Jul 2018)
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- CF1 Director (AR) (31 Oct 2004 to 31 Aug 2014)
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- (2)Employed By (19 Mar 2004 to 11 Jul 2018)
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- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
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- (7)Employed By (1 Dec 2001 to 22 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (7)Employed By at Yorkshire Financial Consultancy Limited
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controlled function added: (2)Employed By at Reach 4 Solutions Ltd